-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UZAurBOdZy4k2N2Np77cI8OF8IMyZYDFkjFaGKEjOKFZ9ThPoooIv+Joy0ok6Ttu /gTkyNhVzzI54t3hdI6x8g== 0001140361-04-002495.txt : 20040414 0001140361-04-002495.hdr.sgml : 20040414 20040414163339 ACCESSION NUMBER: 0001140361-04-002495 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040414 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MACLEOD RHODERICK B CENTRAL INDEX KEY: 0001239285 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: HEMENWAY & BARNES CITY: BOSTON STATE: MA ZIP: 02109 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DOW JONES & CO INC CENTRAL INDEX KEY: 0000029924 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 135034940 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-12530 FILM NUMBER: 04733435 BUSINESS ADDRESS: STREET 1: 200 LIBERTY ST CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 2124162000 MAIL ADDRESS: STREET 1: 200 LIBERTY ST CITY: NEW YORK STATE: NY ZIP: 10281 SC 13D/A 1 doc1.htm Schedule 13D
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934
(Amendment No. 1 )*



Dow Jones & Company, Inc.
(Name of Issuer)

Common Stock
(Title of Class of Securities)

260561105
(CUSIP Number)


Dennis R. Delaney, Esq.
Hemenway & Barnes
60 State Street
Boston, MA 02109
(617) 227-7940
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)

April 12, 2004
(Date of Event which Requires Filling of this Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ·· 240.13d-1(e), 240.13d-1 (f) or 240.13d-1(g), check the following box.   (    )



Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See · 240.13d-7 for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



 



SCHEDULE 13D
CUSIP No. 260561105
  1. Names of Reporting Persons.
Rhoderick B. MacLeod
I.R.S. Identification No.
  2. Check the Appropriate Box if a Member of a Group*
(a.)  (    )       (b.)  (    )
  3. SEC USE ONLY
  4. Source of Funds*
OO
  5. Check if Disclosure of Legal Proceedings Is Required Pursuant to items 2(d) or 2(e)  (    )
  6. Citizenship or Place of Organization
USA
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With		 7. Sole Voting Power
0
8. Shared Voting Power
1,678,500 shares Common Stock and 1,371,173 shares Class B Common Stock (convertible into Common Stock)
9. Sole Dispositive Power
0
10. Shared Dispositive Power
1,678,500 shares Common Stock and 1,371,173 shares Class B Common Stock (convertible into Common Stock)
  11. Aggregate Amount Beneficially Owned by Each Reporting Person
See item 8 above.
  12. Check if the Aggregate Amount Represented by Amount in Row (11) Excludes Certain Shares
(See Instructions)   (    )
  13. Percent of Class Represented by Amount in Row (11)
4.9%
  14. Type of Reporting Person
OO


Note to Line 4: Source of funds is not applicable; ownership acquired by appointment as trustee of trusts.
         
         Note to Line 14: Type is OO - Co-Trustee for shares reported in Lines 8 and 10.


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Item 1. Security and Issuer

         Common Stock, Dow Jones & Company, Inc., World Financial Center, 200 Liberty Street, New York, New York 10007


Item 2. Identity and Background.


(a)

Name:  Rhoderick B. MacLeod


(b)

Residence or business address:  MacLeod & McGuinness, P.A., 1800 Second Street, Suite 750, Sarasota, FL 34236


(c)

Present Principal Occupation or Employment:  Attorney


(d)

Criminal Conviction:  No such conviction


(e)

Court or Administrative Proceedings:  Not a party to any such proceeding


(f)

 Citizenship:  United States


Item 3. Source and Amount of Funds or Other Consideration:

         The securities were not purchased. The undersigned acquired the shares in his capacity as co-trustee upon being appointed a co-trustee for trusts holding the shares.


Item 4. Purpose of Transaction

            State the purpose or purposes of the acquisition of securities of the issuer. Describe any plans or proposals which the reporting persons may have which relate to or would result in:

         The undersigned was appointed to fill vacancies in trusteeships with no objective other than to carry out the terms of the respective trusts. There are no plans or proposals as described in (a)-(j) of the instructions to Item 4. Securities of the issuer may from time to time be acquired or disposed of in the ordinary course of carrying out the terms of the several trusts.




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(a)

The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer;


(b)

An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries;


(c)

A sale or transfer of a material amount of assets of the issuer or any of its subsidiaries;


(d)

Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board;


(e)

Any material change in the present capitalization or dividend policy of the issuer;


(f)

Any other material change in the issuer's business or corporate structure including but not limited to, if the issuer is a registered closed-end investment company, any plans or proposals to make any changes in its investment policy for which a vote is required by section 13 of the Investment Company Act of 1940;


(g)

Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person;


(h)

Causing a class of securities of the issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association;


(i)

A class of equity securities of the issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or


(j)

Any action similar to any of those enumerated above.



Item 5. Interest in Securities of the Issuer.


(a)

See items 11 and 13 of the cover page.


(b)

The undersigned shares the voting and dispositive power as a co-trustee over 1,678,500 shares of the issuer's stock with the following persons:
         
         (A) With Roy A. Hammer, Bayne Stevenson and Elizabeth Steele over 178,000 shares of stock; and
         (B) With Roy A. Hammer, Jean B. Stevenson, Elizabeth Steele and Martha S. Robes over 1,500,500 shares of stock.
         
         (2)(A)(i) Roy A. Hammer, Esq.
         (ii) Hemenway & Barnes, 60 State Street, Boston, MA 02109-1899;
         (iii) attorney and professional fiduciary;
         (iv) no such conviction;
         (v) not a party to any such proceedings; and
         (vi) United States.
         
         (2)(B)(i) Martha S. Robes;
         (ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
         (iii) former director (now retired), Dow Jones & Company, Inc.;
         (iv) no such conviction;
         (v) not a party to any such proceeding; and
         (vi) United States.
         
         (2)(C)(i) Jean B. Stevenson;
         (ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
         (iii) decorator;
         (iv) no such conviction;
         (v) not a party to any such proceeding; and
         (vi) United States.
         
         (2)(D)(i) Bayne Stevenson;
         (ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
         (iii) real estate developer;
         (iv) no such conviction;
         (v) not a party to any such proceeding; and
         (vi) United States.
         
         (2)(E) (i) Elizabeth Steele;
         (ii) c/o Hemenway & Barnes, 60 State Street, Boston, MA 02109;
         (iii) real estate developer;
         (iv) no such conviction;
         (v) not a party to any such proceeding; and
         (vi) United States.


(c)

None.


 

Transaction
Date

Shares or Units
Purchased (Sold)

Price per
Share or Unit

 

 





 



 

 

 

 


(d)

The governing instruments of the several trusts direct the trustees as to the payment of income and/or principal to and among certain designated beneficiaries. No beneficiary has a right to receive dividends from or proceeds from the sale of securities except as provided in the applicable governing instrument.


(e)

Not applicable.


Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.


         There are no such contracts, arrangements, understandings or relationships, except for the legal responsibilities of the undersigned and his co-trustees to act together in carrying out the terms of the applicable governing instruments.



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Item 7. Material to be Filed as Exhibits.


         There are no relevant materials to be filed herewith.


Signature

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
Date:   April 14, 2004
  Rhoderick B. MacLeod
  By: /s/ Dennis R. Delaney
      Dennis R. Delaney
  Title:    Attorney-in-Fact for Rhoderick B. MacLeod 
 


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